Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lee James Couture | 2019385 | 2 | 09/14/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Reid Settlage | 1636732 | 5 | 12/21/1999 | Customer Dispute | Denied | $12,200.00 | $0.00 | See FINRA Report |
| Soonhee Kim Cho | 2962660 | 3 | 09/10/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Martin Prybylo | 826638 | 5 | 01/29/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Martin Prybylo | 826638 | 5 | 11/08/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Allen Barry Myrowitz | 860700 | 1 | 03/25/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Martin Prybylo | 826638 | 5 | 02/18/1997 | Customer Dispute | Settled | $71,822.00 | $0.00 | See FINRA Report |
| Pamela Reid Settlage | 1636732 | 5 | 12/19/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Reid Settlage | 1636732 | 5 | 05/17/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Reid Settlage | 1636732 | 5 | 04/12/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |