Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Garrett King | 5426609 | 1 | 02/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce C Branstine | 2239356 | 1 | 02/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Martin Prybylo | 826638 | 5 | 03/23/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lee James Couture | 2019385 | 2 | 09/14/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Reid Settlage | 1636732 | 5 | 12/19/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Reid Settlage | 1636732 | 5 | 05/17/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Reid Settlage | 1636732 | 5 | 04/12/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Joseph Fahey | 817265 | 1 | 09/18/1989 | Customer Dispute | Final | $250,000.00 | $0.00 | See FINRA Report |