Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Glenn Haislip | 714334 | 1 | 07/15/2009 | Customer Dispute | Denied | $45,752.80 | $0.00 | See FINRA Report |
| Charles Norman Peiffer | 1818413 | 1 | 04/27/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Alton Uptegraff | 1973068 | 3 | 03/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eugene Alan Cheng | 807503 | 1 | 11/21/2008 | Customer Dispute | Denied | $6,302.16 | $0.00 | See FINRA Report |
| James Evan Liaw | 4267270 | 1 | 05/01/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Conrad Anthony Tarte | 728899 | 4 | 02/08/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Pamela Reid Settlage | 1636732 | 5 | 07/22/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Terry Wayne Stanfill | 1868610 | 1 | 06/04/2003 | Customer Dispute | Denied | $64,000.00 | $0.00 | See FINRA Report |
| Pamela Reid Settlage | 1636732 | 5 | 12/21/1999 | Customer Dispute | Denied | $12,200.00 | $0.00 | See FINRA Report |
| Allen Barry Myrowitz | 860700 | 1 | 03/25/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |