Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Alton Uptegraff | 1973068 | 3 | 10/04/2000 | Customer Dispute | Settled | $192,293.00 | $0.00 | See FINRA Report |
| Pamela Reid Settlage | 1636732 | 5 | 12/21/1999 | Customer Dispute | Denied | $12,200.00 | $0.00 | See FINRA Report |
| Thomas Martin Prybylo | 826638 | 5 | 01/29/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Allen Barry Myrowitz | 860700 | 1 | 03/25/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Martin Prybylo | 826638 | 5 | 02/18/1997 | Customer Dispute | Settled | $71,822.00 | $0.00 | See FINRA Report |
| Barry David Barton Silver | 1106944 | 5 | 10/22/1993 | Customer Dispute | Settled | $39,403.00 | $0.00 | See FINRA Report |
| Barry David Barton Silver | 1106944 | 5 | 10/21/1993 | Customer Dispute | Settled | $8,520.00 | $0.00 | See FINRA Report |
| Barry David Barton Silver | 1106944 | 5 | 10/21/1993 | Customer Dispute | Settled | $19,563.00 | $0.00 | See FINRA Report |
| Barry David Barton Silver | 1106944 | 5 | 07/07/1993 | Customer Dispute | Settled | $28,500.00 | $0.00 | See FINRA Report |
| Thomas Martin Prybylo | 826638 | 5 | 08/26/1992 | Customer Dispute | Award / Judgment | $300,000.00 | $17,000.00 | See FINRA Report |