Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Sean Musuneggi | 3124308 | 1 | 01/27/2016 | Customer Dispute | Settled | $5,695.54 | $0.00 | See FINRA Report |
| Steven Lee Barnes | 1988057 | 1 | 06/08/2015 | Customer Dispute | Closed-No Action | $16,555.00 | $0.00 | See FINRA Report |
| Eric Keith Schrott | 4443832 | 2 | 01/16/2015 | Customer Dispute | Denied | $202,852.00 | $0.00 | See FINRA Report |
| Joseph Aloysius Dunn | 2091676 | 3 | 11/22/2013 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Eric Keith Schrott | 4443832 | 2 | 02/26/2013 | Customer Dispute | Closed-No Action | $214,000.00 | $0.00 | See FINRA Report |
| David Georg Grabner | 1661975 | 1 | 12/28/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raleigh Edward Kraft | 1036719 | 5 | 06/25/2012 | Customer Dispute | Denied | $24,577.00 | $0.00 | See FINRA Report |
| Richard Ganz | 502532 | 1 | 11/15/2011 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Timothy Joseph Glennon | 3102179 | 1 | 06/22/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Terry Michael Reinhart | 2809373 | 1 | 10/13/2010 | Customer Dispute | Award / Judgment | $100,000.00 | $55,000.00 | See FINRA Report |