Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Sheldon Steinberg | 2349876 | 4 | 01/16/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sterling Vaughn Louviere | 2021328 | 1 | 11/14/2012 | Customer Dispute | Settled | $23,824.00 | $0.00 | See FINRA Report |