Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Billy James Aycock | 4069907 | 16 | 01/29/2024 | Customer Dispute | Pending | $185,000.00 | $0.00 | See FINRA Report |
| Billy James Aycock | 4069907 | 16 | 01/29/2024 | Customer Dispute | Pending | $110,000.00 | $0.00 | See FINRA Report |
| Billy James Aycock | 4069907 | 16 | 01/29/2024 | Customer Dispute | Pending | $105,000.00 | $0.00 | See FINRA Report |
| Billy James Aycock | 4069907 | 16 | 01/26/2024 | Customer Dispute | Pending | $141,000.00 | $0.00 | See FINRA Report |
| Billy James Aycock | 4069907 | 16 | 01/25/2024 | Customer Dispute | Pending | $995,000.00 | $0.00 | See FINRA Report |
| Billy James Aycock | 4069907 | 16 | 01/25/2024 | Customer Dispute | Pending | $1,050,000.00 | $0.00 | See FINRA Report |
| Lawrence Sheldon Steinberg | 2349876 | 4 | 01/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Sheldon Steinberg | 2349876 | 4 | 10/17/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Sheldon Steinberg | 2349876 | 4 | 01/31/2016 | Customer Dispute | Settled | $6,500.00 | $0.00 | See FINRA Report |
| William Brian Candler | 2802438 | 1 | 05/15/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |