Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valmark Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Brian Coopersmith | 6307673 | 1 | 03/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Joseph Rybka | 1661511 | 2 | 10/17/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Charles Lord | 1289303 | 2 | 10/08/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Lee Taylor | 1973992 | 1 | 08/21/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Louis Feinman | 1495935 | 1 | 03/20/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Charles Lord | 1289303 | 2 | 02/27/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Eugene Ruff | 1350378 | 2 | 05/15/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kurt Allen Creamer | 4372207 | 4 | 04/04/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Scott Richard Russ | 2137325 | 1 | 04/04/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Marc Rosell | 4107368 | 2 | 11/01/2012 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |