Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valmark Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gina Marie Warren | 5600425 | 6 | 07/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Donald Coffman | 2206779 | 1 | 06/26/2020 | Customer Dispute | Settled | $17,790.50 | $0.00 | See FINRA Report |
| Gina Marie Warren | 5600425 | 6 | 05/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gina Marie Warren | 5600425 | 6 | 03/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gina Marie Warren | 5600425 | 6 | 01/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth James Depaola | 6312756 | 1 | 08/14/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wayne Franklin Farnsworth | 1410953 | 1 | 06/14/2019 | Customer Dispute | Denied | $147,000.00 | $0.00 | See FINRA Report |
| Jonathan David Herbruck | 2078003 | 3 | 05/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan David Herbruck | 2078003 | 3 | 03/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jimmy Shannon Forbis | 210980 | 3 | 10/29/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |