Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valmark Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher William Harper | 5715505 | 1 | 04/06/2015 | Customer Dispute | Closed-No Action | $270,000.00 | $0.00 | See FINRA Report |
| Ronald Eugene Ruff | 1350378 | 2 | 05/15/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kurt Allen Creamer | 4372207 | 4 | 04/04/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Scott Richard Russ | 2137325 | 1 | 04/04/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Marc Rosell | 4107368 | 2 | 11/01/2012 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| David Michael Nelson | 4008051 | 1 | 10/25/2011 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Kurt Allen Creamer | 4372207 | 4 | 08/08/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Douglas R Thorpe | 4396530 | 1 | 06/08/2011 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Ronald Eugene Ruff | 1350378 | 2 | 05/25/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Fay | 2277450 | 1 | 03/24/2011 | Customer Dispute | Denied | $13,305.30 | $0.00 | See FINRA Report |