Our Staff has compiled our research into a database of FINRA Broker Disclosures for RBC Capital Markets, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Andrew Sharon | 728393 | 4 | 01/01/1981 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Robert Jansson | 257438 | 2 | 08/01/1975 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |