Our Staff has compiled our research into a database of FINRA Broker Disclosures for RBC Capital Markets, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shannon Lynn Grimes | 4893736 | 1 | 11/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emmanuel Echaus Calayag | 1454604 | 8 | 10/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emmanuel Echaus Calayag | 1454604 | 8 | 10/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Michelle Bunge | 6852018 | 1 | 10/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Brian Yarbrough | 2157016 | 1 | 09/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emmanuel Echaus Calayag | 1454604 | 8 | 05/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emmanuel Echaus Calayag | 1454604 | 8 | 05/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lashawyne Denise McLin | 4587528 | 1 | 03/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marlene Rosemarie Wilson | 2957591 | 1 | 02/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kymberly Rae Giebel | 6766979 | 1 | 01/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |