Our Staff has compiled our research into a database of FINRA Broker Disclosures for RBC Capital Markets, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Bryan Williams | 2929589 | 2 | 03/05/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Zachariah Daniel Ingalls | 5060440 | 3 | 10/31/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachariah Daniel Ingalls | 5060440 | 3 | 09/29/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darryl Humphreys | 5205105 | 1 | 03/03/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Katherine Antonia Simmonds | 4757039 | 1 | 08/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lauren Jenae Valdes | 5841383 | 4 | 12/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mikaela Sue Lelonek | 7724743 | 4 | 10/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mikaela Sue Lelonek | 7724743 | 4 | 09/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mikaela Sue Lelonek | 7724743 | 4 | 08/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mikaela Sue Lelonek | 7724743 | 4 | 08/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |