Our Staff has compiled our research into a database of FINRA Broker Disclosures for RBC Capital Markets, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Emmanuel Echaus Calayag | 1454604 | 8 | 06/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emmanuel Echaus Calayag | 1454604 | 8 | 06/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan James Anderson | 5768916 | 1 | 04/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emmanuel Echaus Calayag | 1454604 | 8 | 12/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emmanuel Echaus Calayag | 1454604 | 8 | 11/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Wright | 6991037 | 3 | 09/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Wright | 6991037 | 3 | 09/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Wright | 6991037 | 3 | 09/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shannon Lynn Grimes | 4893736 | 1 | 11/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emmanuel Echaus Calayag | 1454604 | 8 | 10/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |