Our Staff has compiled our research into a database of FINRA Broker Disclosures for RBC Capital Markets, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Mark Beaupre | 2791211 | 1 | 11/27/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ayesha Yasin | 3148555 | 1 | 10/18/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Ross Allford | 1766608 | 2 | 10/02/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sanjay Mathur | 1144243 | 6 | 04/27/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Luis Alfredo Luna | 2292141 | 1 | 11/09/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brandon Angelo Fancher | 4899246 | 1 | 07/20/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brandi-Leigh Joaquin | 4909149 | 1 | 12/13/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Larry Emil Vanlaningham | 715766 | 1 | 09/23/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Janice Kay Crosta | 855423 | 1 | 05/19/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brandon Patrick Quartararo | 5229884 | 1 | 07/21/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |