Our Staff has compiled our research into a database of FINRA Broker Disclosures for RBC Capital Markets, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Bennett Martello | 1566769 | 2 | 07/21/2000 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| John Marshall Terry | 1656995 | 2 | 06/02/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Allan Resin | 2308703 | 1 | 05/25/2000 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Eric Daniel Stmartin | 2862656 | 2 | 05/23/2000 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Todd Michael Wiedenfeld | 2206454 | 3 | 05/10/2000 | Customer Dispute | Denied | $5,081.75 | $0.00 | See FINRA Report |
| John Edward Larsen | 1179526 | 1 | 04/06/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Joseph Kuehn | 2071559 | 1 | 04/05/2000 | Customer Dispute | Denied | $66,300.00 | $0.00 | See FINRA Report |
| John Douglas Letourneau | 2612725 | 4 | 03/20/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Allen Friedman | 2881122 | 2 | 03/14/2000 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Elliott Mitchell Hollub | 248855 | 3 | 01/06/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |