Our Staff has compiled our research into a database of FINRA Broker Disclosures for RBC Capital Markets, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elias Jean Pery | 705580 | 3 | 07/16/2003 | Customer Dispute | Denied | $74,010.00 | $0.00 | See FINRA Report |
| Marvin Dean Gilliland | 221887 | 2 | 07/02/2003 | Customer Dispute | Denied | $125,000.00 | $0.00 | See FINRA Report |
| Todd David Watson | 1563811 | 1 | 06/17/2003 | Customer Dispute | Denied | $23,018.00 | $0.00 | See FINRA Report |
| Karl Richard Lambert | 1888916 | 2 | 05/23/2003 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Brian Michael Griffin | 1817832 | 1 | 05/21/2003 | Customer Dispute | Denied | $30,728.00 | $0.00 | See FINRA Report |
| Byron David Trochman | 2989999 | 1 | 05/06/2003 | Customer Dispute | Denied | $88,504.20 | $0.00 | See FINRA Report |
| Michael Pair Gee | 1456136 | 2 | 05/01/2003 | Customer Dispute | Denied | $69,000.00 | $0.00 | See FINRA Report |
| Mark Richard Snyder | 2439777 | 3 | 04/11/2003 | Customer Dispute | Denied | $162,000.00 | $0.00 | See FINRA Report |
| Brant Michael Despathy | 2227413 | 1 | 04/07/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Brian Ramo | 3268719 | 1 | 03/18/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |