Our Staff has compiled our research into a database of FINRA Broker Disclosures for RBC Capital Markets, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Rogue Vlach | 4093997 | 1 | 10/09/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Samuel M Difiore | 2818474 | 2 | 10/07/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jesse Andrew Bengtson | 3101856 | 1 | 10/06/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Gene Holder | 2644624 | 1 | 10/06/2008 | Customer Dispute | Denied | $14,971.00 | $0.00 | See FINRA Report |
| Jesse Louis Bunich | 4376996 | 3 | 10/03/2008 | Customer Dispute | Denied | $26,157.00 | $0.00 | See FINRA Report |
| Aaron Joseph Sisk | 2955507 | 1 | 09/29/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Seth Jacobson | 2236545 | 2 | 09/22/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Denny John Totland | 2042950 | 2 | 09/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Robie Reilly | 2445485 | 1 | 09/19/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Randall Parr | 1805715 | 1 | 09/15/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |