Our Staff has compiled our research into a database of FINRA Broker Disclosures for RBC Capital Markets, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darren Amerkanian | 2224332 | 7 | 02/03/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Darren Amerkanian | 2224332 | 7 | 02/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Darren Amerkanian | 2224332 | 7 | 02/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Pamela Ann Pasterick | 2802199 | 2 | 01/21/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kathleen Marie Corrales | 4885758 | 1 | 01/21/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Webster Hayward | 1157541 | 1 | 01/14/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Joseph Hughes | 2887304 | 2 | 01/12/2009 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Theresa Jean Huntley | 4152874 | 2 | 01/08/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary A Peterson | 4513042 | 1 | 12/15/2008 | Customer Dispute | Denied | $13,275.90 | $0.00 | See FINRA Report |
| Ronald Clark Mason | 2762114 | 1 | 12/08/2008 | Customer Dispute | Denied | $105,320.00 | $0.00 | See FINRA Report |