Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Auguste Carroll | 1697190 | 2 | 03/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Auguste Carroll | 1697190 | 2 | 08/11/2003 | Customer Dispute | Award / Judgment | $21,748.10 | $15,090.20 | See FINRA Report |