Our Staff has compiled our research into a database of FINRA Broker Disclosures for Portfolio Resources Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Monica Teresa Vaca | 2135645 | 3 | 03/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Monica Teresa Vaca | 2135645 | 3 | 02/27/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Lee Moser | 1641828 | 1 | 10/17/2016 | Customer Dispute | Settled | $305,232.00 | $0.00 | See FINRA Report |
| Monica Teresa Vaca | 2135645 | 3 | 07/23/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stefano Ubaldo Fanfani | 1580599 | 2 | 03/07/2014 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Stefano Ubaldo Fanfani | 1580599 | 2 | 06/17/2002 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |