Our Staff has compiled our research into a database of FINRA Broker Disclosures for CCO Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Steven Lewis Nystrom | 6410718 | 1 | 07/18/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Anthony Michael Cellitti | 5239070 | 1 | 10/16/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Joseph Mark Mrozienski | 2921777 | 1 | 07/10/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |