Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erik James Thompson | 6701093 | 2 | 11/15/2019 | Customer Dispute | Denied | $10,023.00 | $0.00 | See FINRA Report |
| Erik James Thompson | 6701093 | 2 | 08/17/2018 | Customer Dispute | Closed-No Action | $11,292.00 | $0.00 | See FINRA Report |