Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Landon Lee Troyer | 5854133 | 1 | 08/17/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Leo Shea | 4863905 | 1 | 11/30/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brent Thomas Omara | 4260408 | 1 | 01/15/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Arthur Feltz | 1030101 | 1 | 04/15/2002 | Customer Dispute | Denied | $59,660.00 | $0.00 | See FINRA Report |
| Wayne David Wagner | 2736605 | 1 | 10/18/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |