Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vistia Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Chase Ravsten | 5634077 | 1 | 04/10/2023 | Customer Dispute | Denied | $360,000.00 | $0.00 | See FINRA Report |
| Michael David Hazen | 6103556 | 2 | 05/08/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael David Hazen | 6103556 | 2 | 05/08/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |