Our Staff has compiled our research into a database of FINRA Broker Disclosures for Regiment Securities, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lerry James Knox | 4838886 | 2 | 12/19/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |