Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Kenneth Kirkpatrick | 3069597 | 3 | 09/12/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Kenneth Kirkpatrick | 3069597 | 3 | 06/30/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Dennis Giblin | 2703417 | 1 | 12/18/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Ross Louis Marino | 1881080 | 1 | 10/08/1998 | Customer Dispute | Closed-No Action | $35,598.00 | $0.00 | See FINRA Report |
| Jeffrey Kenneth Kirkpatrick | 3069597 | 3 | 11/01/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |