Our Staff has compiled our research into a database of FINRA Broker Disclosures for DLP Securities,.Llc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ryan Greer | 7417038 | 1 | 10/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Etan Ayen | 7004994 | 1 | 07/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |