Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stuart Ray Gardner | 1157748 | 3 | 08/30/2007 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Stuart Ray Gardner | 1157748 | 3 | 01/01/2001 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Stuart Ray Gardner | 1157748 | 3 | 03/07/1995 | Customer Dispute | Settled | $54,000.00 | $0.00 | See FINRA Report |