Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shannon Lee Baker | 3252960 | 6 | 01/03/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shannon Lee Baker | 3252960 | 6 | 03/10/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shannon Lee Baker | 3252960 | 6 | 03/07/2016 | Customer Dispute | Denied | $47,000.00 | $0.00 | See FINRA Report |
| Shannon Lee Baker | 3252960 | 6 | 01/08/2016 | Customer Dispute | Settled | $40,686.30 | $0.00 | See FINRA Report |
| Shannon Lee Baker | 3252960 | 6 | 09/14/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shannon Lee Baker | 3252960 | 6 | 01/26/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |