Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew D Heck | 2890338 | 2 | 10/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Curtis Wilcox Lindsay | 2864463 | 3 | 08/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Scott Louden | 2299421 | 1 | 08/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Chapman Hanna | 1139312 | 7 | 12/01/2014 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Curtis Wilcox Lindsay | 2864463 | 3 | 01/08/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew D Heck | 2890338 | 2 | 04/21/2009 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Scott Chapman Hanna | 1139312 | 7 | 10/10/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Curtis Wilcox Lindsay | 2864463 | 3 | 10/15/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Chapman Hanna | 1139312 | 7 | 10/20/2003 | Customer Dispute | Denied | $56,903.20 | $0.00 | See FINRA Report |
| Scott Chapman Hanna | 1139312 | 7 | 05/29/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |