Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stirlingshire Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry Polovnuk | 2068027 | 2 | 02/25/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Patton Webb | 872943 | 2 | 05/01/1987 | Customer Dispute | Settled | $129,375.00 | $0.00 | See FINRA Report |
| Andrew Bennett Dorman | 1135912 | 2 | 05/15/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |