Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stirlingshire Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Drahos | 5834650 | 2 | 10/04/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Amauri Serrano | 4056210 | 3 | 10/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Michael Venditti | 4993775 | 2 | 12/17/2013 | Customer Dispute | Settled | $2,500.00 | $0.00 | See FINRA Report |
| Robert Baker | 2878972 | 4 | 03/08/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Baker | 2878972 | 4 | 02/24/2009 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Robert Baker | 2878972 | 4 | 02/23/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jason Michael Venditti | 4993775 | 2 | 01/28/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Bennett Dorman | 1135912 | 2 | 08/01/2008 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| Robert Baker | 2878972 | 4 | 01/25/1999 | Customer Dispute | Settled | $3,000.00 | $0.00 | See FINRA Report |
| Jerry Polovnuk | 2068027 | 2 | 06/29/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |