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FINRA Broker Disclosures for Stirlingshire Investments

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stirlingshire Investments. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 33 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Joseph Collesano7460212212/30/2019Judgment / Lien$0.00$0.00See FINRA Report
Michael Joseph Collesano7460212208/26/2019Judgment / Lien$0.00$0.00See FINRA Report
Allan Katz2166004306/27/2019Customer DisputeSettled$5,000.00$0.00See FINRA Report
Tony Ray Melvin4276463306/25/2019Judgment / Lien$0.00$0.00See FINRA Report
Tony Ray Melvin4276463301/08/2019Judgment / Lien$0.00$0.00See FINRA Report
James Patton Webb872943212/26/2018FinancialFinal$0.00$0.00See FINRA Report
David Amauri Serrano4056210312/04/2018FinancialFinal$0.00$0.00See FINRA Report
Scott Vincent Valenti2579238103/27/2018Customer DisputeDenied$5,000.00$0.00See FINRA Report
Tony Ray Melvin4276463302/28/2018Judgment / Lien$0.00$0.00See FINRA Report
Jon Scott Annis6185432101/02/2018FinancialFinal$0.00$0.00See FINRA Report

33 Results

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