Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stirlingshire Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Joseph Collesano | 7460212 | 2 | 12/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael Joseph Collesano | 7460212 | 2 | 08/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Allan Katz | 2166004 | 3 | 06/27/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Tony Ray Melvin | 4276463 | 3 | 06/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Tony Ray Melvin | 4276463 | 3 | 01/08/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
James Patton Webb | 872943 | 2 | 12/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
David Amauri Serrano | 4056210 | 3 | 12/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Scott Vincent Valenti | 2579238 | 1 | 03/27/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Tony Ray Melvin | 4276463 | 3 | 02/28/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jon Scott Annis | 6185432 | 1 | 01/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |