Our Staff has compiled our research into a database of FINRA Broker Disclosures for MFS Fund Distributors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maxwell Stockton Saunders | 2975687 | 1 | 06/11/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marivic Desire Pimentel Patrone | 7433534 | 1 | 12/13/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Janet Ann Oliver | 4471878 | 1 | 07/11/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Monica Rosalie Hyett | 5151844 | 1 | 10/09/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Philip R Stewart | 5288533 | 1 | 02/21/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian F Lewis | 5513566 | 1 | 01/01/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Joseph Lindgren | 5349283 | 1 | 03/05/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Jason Gevov | 1922615 | 1 | 10/01/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bradford Taylor Rutan | 4853931 | 1 | 05/10/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |