Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sally Laura Hyman | 1132974 | 1 | 01/16/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Christopher Sal Conigliaro | 2529227 | 2 | 04/30/2012 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Preston Paul Forman | 4554554 | 2 | 12/06/2010 | Customer Dispute | Denied | $85,000.00 | $0.00 | See FINRA Report |
| Steven John Troccoli | 2768453 | 1 | 08/13/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Hamowy | 2057981 | 1 | 04/07/2009 | Customer Dispute | Settled | $63,470.30 | $0.00 | See FINRA Report |
| Preston Paul Forman | 4554554 | 2 | 11/06/2008 | Customer Dispute | Closed-No Action | $7,550.00 | $0.00 | See FINRA Report |
| Christopher Sal Conigliaro | 2529227 | 2 | 06/10/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |