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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gregory Michael Viechnicki3199495707/20/2020Employment Separation After Allegations$0.00$0.00See FINRA Report
Gregory Michael Viechnicki3199495712/13/2018Judgment / Lien$0.00$0.00See FINRA Report
Gregory Michael Viechnicki3199495706/24/2014Judgment / Lien$0.00$0.00See FINRA Report
Gregory Michael Viechnicki3199495707/13/2012RegulatoryFinal$0.00$0.00See FINRA Report
Gregory Michael Viechnicki3199495701/21/2011Customer DisputeSettled$50,000.00$0.00See FINRA Report
Gregory Michael Viechnicki3199495711/22/2010Judgment / Lien$0.00$0.00See FINRA Report
Gregory Michael Viechnicki3199495704/07/2009Customer DisputeSettled$0.00$0.00See FINRA Report

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