Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gregory Michael Viechnicki | 3199495 | 7 | 07/20/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Gregory Michael Viechnicki | 3199495 | 7 | 12/13/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Gregory Michael Viechnicki | 3199495 | 7 | 06/24/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Gregory Michael Viechnicki | 3199495 | 7 | 07/13/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Gregory Michael Viechnicki | 3199495 | 7 | 01/21/2011 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Gregory Michael Viechnicki | 3199495 | 7 | 11/22/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Gregory Michael Viechnicki | 3199495 | 7 | 04/07/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |