Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristen Lee Nunes | 6254464 | 1 | 04/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Alexander Avila | 6124928 | 1 | 07/02/2015 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Christopher Bradley Ayer | 3187634 | 2 | 01/09/2014 | Customer Dispute | Final | $603,736.00 | $0.00 | See FINRA Report |
| Christopher Bradley Ayer | 3187634 | 2 | 07/26/2010 | Customer Dispute | Award / Judgment | $150,000.00 | $36,775.00 | See FINRA Report |
| Peter James Gillis | 2807507 | 1 | 06/05/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |