Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eduardo Jose Pou Monagas | 3130201 | 25 | 06/17/2019 | Customer Dispute | Settled | $390,000.00 | $0.00 | See FINRA Report |
| Jorge Luis Rodriguez | 1163742 | 14 | 06/14/2019 | Customer Dispute | Settled | $190,000.00 | $0.00 | See FINRA Report |
| Suzanne Short | 1852952 | 10 | 06/13/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 06/07/2019 | Customer Dispute | Settled | $405,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 05/28/2019 | Customer Dispute | Settled | $735,000.00 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 05/17/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 05/17/2019 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Teresa Mercedes Bravo | 1575928 | 28 | 05/17/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Manuel Francisco Porrata Monserrate | 2493803 | 13 | 05/08/2019 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 05/03/2019 | Customer Dispute | Settled | $165,000.00 | $0.00 | See FINRA Report |