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FINRA Broker Disclosures for Nationwide Planning Associates Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.

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Displaying 501-508 out of 508 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Frank Andrew Ammirato828317503/07/2000Customer DisputeAward / Judgment$0.00$20,241.00See FINRA Report
Matthew Miles Stroup873856504/01/1999Customer DisputeSettled$974,000.00$0.00See FINRA Report
Matthew Miles Stroup873856502/02/1998Customer DisputeWithdrawn$17,000.00$0.00See FINRA Report
Bryan L Pollack1658988112/10/1997Employment Separation After Allegations$0.00$0.00See FINRA Report
Jeanne Tompkins Weaver1271293210/07/1997Customer DisputeDenied$0.00$0.00See FINRA Report
Jeanne Tompkins Weaver1271293210/07/1997Customer DisputeSettled$65,000.00$0.00See FINRA Report
Michael J Karalewich2910052111/21/1995CriminalFinal Disposition$0.00$0.00See FINRA Report
William George Roll1617305104/28/1995Customer DisputeAward / Judgment$280,000.00$26,400.00See FINRA Report

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