Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Delgado-Aponte | 2994526 | 22 | 09/11/2001 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Richard Lee Rose | 2131273 | 2 | 07/03/2001 | Customer Dispute | Award / Judgment | $0.00 | $0.00 | See FINRA Report |
| Daniel John Mazurek | 2646136 | 7 | 02/08/2001 | Customer Dispute | Settled | $22,532.00 | $0.00 | See FINRA Report |
| Richard Lee Rose | 2131273 | 2 | 06/01/2000 | Customer Dispute | Denied | $8,025.90 | $0.00 | See FINRA Report |
| Matthew Miles Stroup | 873856 | 5 | 03/21/2000 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| Frank Andrew Ammirato | 828317 | 5 | 03/07/2000 | Customer Dispute | Award / Judgment | $0.00 | $20,241.00 | See FINRA Report |
| Matthew Miles Stroup | 873856 | 5 | 04/01/1999 | Customer Dispute | Settled | $974,000.00 | $0.00 | See FINRA Report |
| Matthew Miles Stroup | 873856 | 5 | 02/02/1998 | Customer Dispute | Withdrawn | $17,000.00 | $0.00 | See FINRA Report |
| Bryan L Pollack | 1658988 | 1 | 12/10/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeanne Tompkins Weaver | 1271293 | 2 | 10/07/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |