Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wilfred Guzman | 2644576 | 5 | 08/10/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jorge Luis Rodriguez | 1163742 | 14 | 12/29/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Lee Dreskin | 2249621 | 2 | 12/11/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Miles Stroup | 873856 | 5 | 11/19/2003 | Customer Dispute | Settled | $672,908.00 | $0.00 | See FINRA Report |
| Jose M Del Valle | 4321519 | 11 | 05/06/2003 | Customer Dispute | Settled | $10,296.80 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 02/14/2003 | Customer Dispute | Settled | $198,041.00 | $0.00 | See FINRA Report |
| Teresa Mercedes Bravo | 1575928 | 28 | 02/14/2003 | Customer Dispute | Settled | $198,041.00 | $0.00 | See FINRA Report |
| Roberto Feria Cestero | 3266245 | 10 | 01/15/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 05/09/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony T Megaro | 1977837 | 6 | 03/15/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |