Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Miles Stroup | 873856 | 5 | 10/17/2007 | Customer Dispute | Award / Judgment | $832,000.00 | $88,787.50 | See FINRA Report |
| Jorge Luis Rodriguez | 1163742 | 14 | 07/17/2007 | Customer Dispute | Denied | $23,829.10 | $0.00 | See FINRA Report |
| Frank Andrew Ammirato | 828317 | 5 | 12/10/2006 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 05/01/2006 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 05/01/2006 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Francisco Ramon de Torres Highley | 2268734 | 9 | 11/16/2005 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Francisco Ramon de Torres Highley | 2268734 | 9 | 11/11/2005 | Customer Dispute | Closed-No Action | $16,000.00 | $0.00 | See FINRA Report |
| Manuel Escobar | 1014769 | 4 | 08/31/2005 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Angel A Morey-Noble | 4054932 | 9 | 03/28/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Wesley Formby Fernandez | 1629490 | 1 | 02/28/2005 | Customer Dispute | Settled | $12,775.00 | $0.00 | See FINRA Report |