Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francisco Ramon de Torres Highley | 2268734 | 9 | 12/28/2010 | Customer Dispute | Settled | $120,981.00 | $0.00 | See FINRA Report |
| John Scott Costa | 2516699 | 3 | 12/06/2010 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Frank Andrew Ammirato | 828317 | 5 | 09/27/2010 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 05/28/2010 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Frank Andrew Ammirato | 828317 | 5 | 12/18/2009 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 09/15/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Alberto E Rivera | 3138628 | 1 | 08/31/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Francisco Ramon de Torres Highley | 2268734 | 9 | 07/07/2008 | Customer Dispute | Settled | $18,346.80 | $0.00 | See FINRA Report |
| Wilfred Guzman | 2644576 | 5 | 03/17/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luis Alejandro Casaresmaduro | 2828978 | 3 | 11/07/2007 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |