Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eduardo Jose Pou Monagas | 3130201 | 25 | 01/04/2012 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |
| Frank Andrew Ammirato | 828317 | 5 | 01/04/2012 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 11/23/2011 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 09/16/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 07/15/2011 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| Teresa Mercedes Bravo | 1575928 | 28 | 07/15/2011 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| Jorge Luis Rodriguez | 1163742 | 14 | 06/24/2011 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |
| Wilfred Guzman | 2644576 | 5 | 06/13/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Francisco Ramon de Torres Highley | 2268734 | 9 | 06/07/2011 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Eric William Lerner | 1914242 | 4 | 12/31/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |