Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Lee Dreskin | 2249621 | 2 | 10/24/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gustavo Velazquez Melendez | 4477946 | 34 | 10/18/2013 | Customer Dispute | Denied | $14,352.20 | $0.00 | See FINRA Report |
| Luis Alejandro Casaresmaduro | 2828978 | 3 | 10/11/2013 | Customer Dispute | Denied | $115,000.00 | $0.00 | See FINRA Report |
| Emmanuel Santiago Perez | 4586877 | 4 | 09/10/2013 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| John Scott Costa | 2516699 | 3 | 07/29/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Scott Costa | 2516699 | 3 | 02/25/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 06/25/2012 | Customer Dispute | Settled | $537,000.00 | $0.00 | See FINRA Report |
| Eric William Lerner | 1914242 | 4 | 05/31/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 05/23/2012 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Teresa Mercedes Bravo | 1575928 | 28 | 03/12/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |