Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose M Del Valle | 4321519 | 11 | 03/17/2014 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 03/14/2014 | Customer Dispute | Settled | $1,800,000.00 | $0.00 | See FINRA Report |
| Guillermo Santiago | 2120981 | 14 | 03/03/2014 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 02/20/2014 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Jose Arturo Ramos Rios | 4159163 | 5 | 02/10/2014 | Customer Dispute | Award / Judgment | $65,000,000.00 | $6,876,100.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 02/07/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Samuel Delgado-Aponte | 2994526 | 22 | 02/03/2014 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 01/14/2014 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| Manuel Francisco Porrata Monserrate | 2493803 | 13 | 12/27/2013 | Customer Dispute | Denied | $27,500.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 10/29/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |