Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Jesus Maldonado | 4686461 | 33 | 07/17/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gabriella Clapp Milley | 2356294 | 2 | 07/06/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ricardo Perez-Collazo | 5615557 | 7 | 06/30/2015 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 06/30/2015 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 06/03/2015 | Customer Dispute | Settled | $340,532.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 06/03/2015 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Teresa Mercedes Bravo | 1575928 | 28 | 06/03/2015 | Customer Dispute | Settled | $340,532.00 | $0.00 | See FINRA Report |
| Manuel Francisco Porrata Monserrate | 2493803 | 13 | 05/22/2015 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Guillermo Santiago | 2120981 | 14 | 05/22/2015 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Jose M Del Valle | 4321519 | 11 | 05/13/2015 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |