Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Miguel Andres Pascual | 717189 | 29 | 10/07/2015 | Customer Dispute | Settled | $1,160,710.00 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 10/06/2015 | Customer Dispute | Settled | $143,000.00 | $0.00 | See FINRA Report |
| Teresa Mercedes Bravo | 1575928 | 28 | 10/06/2015 | Customer Dispute | Settled | $143,000.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 10/02/2015 | Customer Dispute | Closed-No Action | $904,525.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 10/01/2015 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 09/18/2015 | Customer Dispute | Settled | $109,500.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 09/18/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 09/17/2015 | Customer Dispute | Settled | $862,232.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 09/09/2015 | Customer Dispute | Withdrawn | $190,479.00 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 09/04/2015 | Customer Dispute | Settled | $912,000.00 | $0.00 | See FINRA Report |