Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jorge Bravo | 1826688 | 27 | 04/15/2016 | Customer Dispute | Settled | $157,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 04/15/2016 | Customer Dispute | Settled | $110,311.00 | $0.00 | See FINRA Report |
| Teresa Mercedes Bravo | 1575928 | 28 | 04/15/2016 | Customer Dispute | Settled | $157,000.00 | $0.00 | See FINRA Report |
| Jose M Del Valle | 4321519 | 11 | 03/30/2016 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 03/03/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 03/01/2016 | Customer Dispute | Settled | $360,974.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 02/05/2016 | Customer Dispute | Settled | $133,654.00 | $0.00 | See FINRA Report |
| Suzanne Short | 1852952 | 10 | 02/04/2016 | Customer Dispute | Settled | $215,460.00 | $0.00 | See FINRA Report |
| Guillermo Santiago | 2120981 | 14 | 01/26/2016 | Customer Dispute | Settled | $2,233,190.00 | $0.00 | See FINRA Report |
| Jose M Del Valle | 4321519 | 11 | 01/25/2016 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |